Regulatory Alerts2016-08-08
Added
Securities And Futures (Markets) Regulations 2005
The Monetary Authority of Singapore issued the Securities And Futures (Markets) Regulations 2005 to establish licensing requirements and operational obligations for entities operating regulated markets. These regulations mandate strict governance standards, including key appointments, operational risk management, corporate governance, and technology risk controls for market operators. The framework applies specifically to markets and exchanges, ensuring they adhere to authorized and registered operational practices.
Regulations
Last Revised Date: 08 August 2016
Securities And Futures (Markets) Regulations 2005
Regulations setting up licensing requirements, obligations and regulation of entities operating regulated markets.
Licensing, Authorisation and Registration
Key Appointments
Operational Risk
Corporate Governance
Technology Risk
Applies to:
Markets and Exchanges
View Document
Securities And Futures (Markets) Regulations 2005
08 Aug 2016
Securities And Futures (Markets) (Amendment) Regulations 2016 (23.9 KB)
20 Jul 2015
Securities And Futures (Markets) (Amendment) Regulations 2015 (9.29 KB)
01 Jul 2014
Securities And Futures (Markets) (Amendment No. 2) Regulations 2014 (75.5 KB)
Regulations setting out licensing requirements and obligations of operators of organised markets.