Regulatory Alerts2026-04-01
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Superintendency Resolution No. 020-2026-SMV/10
Faro Capital Sociedad Administradora de Fondos S.A. is sanctioned with a fine of 8 UIT (S/ 36,800.00) for four infractions: failing to maintain an AML/CFT manual with a risk profiling methodology compliant with PLAFT Norms, failing to update non-resident client information semi-annually as required by its manual, lacking an Internal Control System Manual, and submitting a Compliance Officer's report that omitted mandatory content. The sanctions are imposed under Annex I, item 2.31 and Annex XVI, item 2.10 of the Sanctions Regulation.
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