Superintendent Resolution No. 059-2026-SMV/02

PERU Ministry of Economy and Finance

SMV Securities Market Superintendence "Decade of Equality of Opportunities for Women and Men" "Year of Hope and Strengthening of Democracy" 1 Electronically signed document under the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml Superintendent Resolution No. 059-2026-SMV/02 Lima, May 29, 2026 The Superintendent of the Securities Market HAVING SEEN: File No. 2026005969 and Memorandum No. 2255-2026-SMV/07 of the Planning, Management and Integrity Office; CONSIDERING: That, Law No. 27658, Framework Law for the Modernization of State Management, declares the Peruvian State in a process of modernization with the purpose of improving public management and building a democratic, decentralized State at the service of the citizen; That, through Supreme Decree No. 103-2022-PCM, the National Policy for the Modernization of Public Management to 2030 was approved, as the main guiding instrument that will guide the process of modernization of public management in Peru towards the greater satisfaction of citizens; That, with the purpose of establishing the structure and content of the internal normative documents of the Securities Market Superintendence (SMV), as well as the specifications that regulate their elaboration, updating, approval and publication, DIR-SIG-PLS-001: Directive on Internal Normative Documents was issued, whose Version 2.0 was approved by Superintendent Resolution No. 061-2021-SMV/02; That, DIR-SIG-PLS-001: Directive on Internal Normative Documents provides that procedures are approved by Superintendent Resolution and establishes the documented description of how the activities that make up a process must be executed, taking into account the elements that compose it and its sequence, allowing in this way a coherent operation; That, as part of the continuous improvement of the Information Security Management System, the need has been identified to update the procedure "PRO-SIG-GEM-003 – Management of security incidents and alerts"; and, Being in accordance with what is established in numeral 21 of article 3° of the Unified Concordant Text of the Organic Law of the SMV, approved by Legislative Decree No. 26126; and by numeral 16, of article 12° of the Organization and Functions Regulation of the SMV, approved by Supreme Decree No. 216-2011-EF and its amendments; RESOLVES: Article 1º.- Approve version 3.0 of the procedure "PRO-SIG-GEM-003 – Management of security incidents and alerts", which, as an annex, forms an integral part of this resolution.

PERU Ministry of Economy and Finance

SMV Securities Market Superintendence "Decade of Equality of Opportunities for Women and Men" "Year of Hope and Strengthening of Democracy" 2 Electronically signed document under the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml Article 2º.- Repeal version 2.0 of the procedure "PRO-SIG-GEM-003 – Management of security incidents and alerts", approved with Superintendent Resolution No. 026-2021-SMV/02. Article 3º.- Order the publication of this resolution and its annex on the digital headquarters of the Securities Market Superintendence on the Peruvian State's Single Digital Platform (www.gob.pe/smv). Register, communicate and publish. Zósimo Juan Pichihua Serna Superintendent of the Securities Market