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KYC & Due Diligence regulation in Canada

Customer due diligence, beneficial-ownership and identity-verification requirements from regulators worldwide. 6 publications, summarized in English and updated same-day.

Email alerts for KYC & Due Diligence · Canada

New circulars, rules and guidance — a digest in your inbox, same day.

2025-12-10

Joint CSA and CIRO Staff Notice 31-368: Review of Registrants’ KYC, KYP and Suitability Practices

Autorite des marches financiers Quebec

Canada

AMF

2024-09-24

FINTRAC imposes an administrative monetary penalty on 1000085532 Ontario Inc.

Financial Transactions and Reports Analysis Centre Canada

Canada

FINTRAC

2024-07-16

FINTRAC Imposes Administrative Monetary Penalty on Masters Realty (2000) Ltd.

Financial Transactions and Reports Analysis Centre Canada

Canada

FINTRAC

2023-12-06

Client Focused Reforms Frequently Asked Questions

Autorite des marches financiers Quebec

Canada

AMF

2019-06-21

CSA Staff Notice 31-354: Suggested Practices for Engaging with Older or Vulnerable Clients

Autorite des marches financiers Quebec

Canada

AMF

2014-01-09

CSA Staff Notice 31-336: Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on Know-Your-Client, Know-Your-Product and Suitability Obligations

Autorite des marches financiers Quebec

Canada

AMF