Regulatory AlertsKYC & Due Diligence regulation in South Africa
Customer due diligence, beneficial-ownership and identity-verification requirements from regulators worldwide. 39 publications, summarized in English and updated same-day.
2025-01-16
Atisa Securities Notice of Administrative Sanction – February 2020
South Africa
FSCA
2025-01-16
Sasfin Notice of Sanction - June 2020
South Africa
FSCA
2025-01-16
Aldes Capital Administrative Sanction Notice
South Africa
FSCA
2025-01-16
FSP 180 Wealth Portfolio Managers (Pty) Ltd – Notice of Final Sanction
South Africa
FSCA
2025-01-16
Credicover Notice of Administrative Sanction
South Africa
FSCA
2025-01-16
FSCA Administrative Sanction Notice to Prime Collective Investments Schemes Management Company
South Africa
FSCA
2025-01-16
Adams Chrambanis & Associates CC – Notice of Administrative Sanction
South Africa
FSCA
2024-11-21
Tana Africa Capital Managers (Pty) Ltd FSP 44568 Notice of Sanction
South Africa
FSCA
2024-10-07
Mika Finansiele Dienste (Pty) Ltd FSP 2046 Notice of Sanction
South Africa
FSCA
2024-10-07
Sunlight Financial Services (Pty) Ltd - Notice of Administrative Sanction
South Africa
FSCA
2024-10-02
FSCA Communication 38 of 2024 (FAIS): Addressing and Preventing Regulatory Examination Fraud
South Africa
FSCA
2024-05-27
FSCA Communication 20 of 2024 (General) Guidance on the Directive to Provide Information 2024
South Africa
FSCA
2024-03-20
FSCA Administrative Sanctions Notice to Theuns Vosloo Financial Advisory Services CC
South Africa
FSCA
2024-03-20
Du Toit Advisors CC Sanction Notice
South Africa
FSCA
2024-03-20
Ashburton Fund Managers (Pty) Ltd Notice of Sanction
South Africa
FSCA
2023-12-11
G4-2023 - Matters on the Use of Terrorist Financing or Other Unlawful Activity
South Africa
SARB
2023-10-23
Guidance Issued by the Financial Intelligence Centre
South Africa
FSCA
2023-10-17
FSCA Communication 27 of 2023: Criminal Record Verification for Designated Persons and Significant Owners
South Africa
FSCA
2023-09-28
Jannie Parsons Future Financial (Pty) Ltd Notice of Sanction
South Africa
FSCA
2022-08-12
Banks Criminal Background Check Directive for Beneficial Owners (D6-2022)
South Africa
SARB
2022-08-12
Banks Criminal Background Check Directive for Directors and Executive Officers
South Africa
SARB
2022-07-04
Foremost Finance (Pty) Ltd Notice of Administrative Sanction
South Africa
FSCA
2022-07-04
FSCA Final Administrative Sanction Notice to Ravensberg Advisory and Consulting Services (Pty) Ltd
South Africa
FSCA
2022-07-04
KFS Finserv (Pty) Ltd Notice of Administrative Sanction
South Africa
FSCA
Showing the 24 most recent of 39. Browse the full catalogue