Regulatory Alerts2013-08-21 | RG-241RG 241 Electronic Trading
The Australian Securities and Investments Commission (ASIC) issued this guidance to direct trading participants on complying with the Market Integrity Rules (Securities Markets) 2017 when deploying automated order processing systems. The rules apply to participants on the ASX, Cboe Australia, National Stock Exchange Australia, and Sydney Stock Exchange markets, covering both standard automated trading and crossing systems. Firms must align their operational practices with these integrity standards and route all relief applications through the ASIC Regulatory Portal.
Issued 2 August 2022
This guide is for trading participants of the markets operated by ASX Limited, Cboe Australia Pty Limited, National Stock Exchange Australia Limited and Sydney Stock Exchange Limited that use or intend to use their systems for automated order processing, including use in relation to a crossing system.
It gives guidance on how trading participants can comply with their obligations under the ASIC Market Integrity Rules (Securities Markets) 2017 that apply to the use of automated order processing.
Note: From 27 July 2020, applications for relief should be submitted through the ASIC Regulatory Portal . For more information, see how you apply for relief .
Download RG 241 (PDF 659 KB)