Regulatory Alerts2013-08-21 | RG-241RG 241 Electronic Trading
The Australian Securities and Investments Commission (ASIC) issued this guidance to direct trading participants on complying with the Market Integrity Rules (Securities Markets) 2017 when deploying automated order processing systems. The rules apply to participants on the ASX, Cboe Australia, National Stock Exchange Australia, and Sydney Stock Exchange markets, covering both standard automated trading and crossing systems. Firms must align their operational practices with these integrity standards and route all relief applications through the ASIC Regulatory Portal.
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