Regulatory Alerts2021-05-20
Draft Regulation to Amend National Policy 46-201: Escrow for Initial Public Offerings
The securities regulator amends National Policy 46-201 to update references from Aequitas NEO Exchange Inc. to NEO Exchange Inc. throughout the escrow regulations for initial public offerings. The amendment also modifies French terminology in specific sections to replace 'de première catégorie' with 'du groupe 1' and 'ayants droit' with 'ayants cause'. These changes align the policy text with current exchange naming conventions and legal terminology.
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