Regulatory Alerts2022-04-07
Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
The securities regulators amend Policy Statement to Regulation 41-101 to clarify prospectus delivery obligations and definitions for dealers. The amendments insert new Part 2A establishing specific access and delivery requirements for prospectuses, distinguishing between jurisdictions outside British Columbia and those within British Columbia. Additionally, the text clarifies that the term 'copy' in various marketing material legends includes both paper and electronic formats.
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