Regulatory Alerts2022-02-25
Reopening of Comment Period for Reporting of Securities Loans
The Securities and Exchange Commission has reopened the comment period for proposed Rule 10c-1, which requires entities loaning securities to report material transaction terms and available loan data to registered national securities associations. This extension, now open until April 1, 2022, specifically invites stakeholders to evaluate how the proposed short sale disclosure framework (Rule 13f-2) might impact securities lending reporting requirements. Commenters may submit feedback electronically via the Commission’s website or by email, or in paper form to the Secretary’s office.
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