Regulatory AlertsEmail alerts for Securities and Exchange Commission (United States)
New circulars, rules and guidance — a digest in your inbox, same day.
2026-07-18
Modernization of Delegations of Authority to Commission Staff
United States
Securities and Exchange Commission
2026-06-30
Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives
United States
Securities and Exchange Commission
2026-06-25
Financial Data Transparency Act Joint Data Standards
United States
Securities and Exchange Commission
2026-06-25
Technical Amendments to Form X-17A-5 Part IIA
United States
Securities and Exchange Commission
2026-06-24
Joint Request for Comment on Swap and Security-Based Swap Data Reporting
United States
Securities and Exchange Commission
2026-06-24
Joint Request for Comment on Further Definition of Swap and Security-Based Swap and on Alternative Compliance
United States
Securities and Exchange Commission
2026-06-17
The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS
United States
Securities and Exchange Commission
2026-06-03
Rescission of Climate-Related Disclosure Rules
United States
Securities and Exchange Commission
2026-06-01
Holding Foreign Insiders Accountable Act Disclosure; Correction
United States
Securities and Exchange Commission
2026-05-26
Registered Offering Reform
United States
Securities and Exchange Commission
2026-05-21
Rescission of Policy Regarding Denials in Settlements of Enforcement Actions
United States
Securities and Exchange Commission
2026-05-21
Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
United States
Securities and Exchange Commission
2026-05-07
SEC Proposed Rule on Semiannual Reporting
United States
Securities and Exchange Commission
2026-05-05
Technical Amendments to Rule 610(e) of Regulation NMS and Delegation of Authority
United States
Securities and Exchange Commission
2026-04-24
Form PF; Reporting Requirements for All Filers
United States
Securities and Exchange Commission
2026-04-20
Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources
United States
Securities and Exchange Commission
2026-04-16
Adoption of Updated EDGAR Filer Manual
United States
Securities and Exchange Commission
2026-03-31
Performance-Based Investment Advisory Fees
United States
Securities and Exchange Commission
2026-03-23
Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets
United States
Securities and Exchange Commission
2026-03-19
Publication or Submission of Quotations Without Specified Information
United States
Securities and Exchange Commission
2026-03-03
Holding Foreign Insiders Accountable Act Disclosure
United States
Securities and Exchange Commission
2026-02-23
Form N-PORT Reporting
United States
Securities and Exchange Commission
2026-02-23
Investment Company Names Form N-PORT Reporting; Extension of Compliance Date
United States
Securities and Exchange Commission
2026-01-16
Delegation of Authority To Grant or Deny Exemptions From Rule 612 of Regulation NMS Under the Securities Exchange Act of 1934
United States
Securities and Exchange Commission
2026-01-12
List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
United States
Securities and Exchange Commission
2026-01-12
Small Business and Small Organization Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act
United States
Securities and Exchange Commission
2025-12-31
Delegation of Authority to the Director of the Division of Investment Management
United States
Securities and Exchange Commission
2025-12-18
Technical Amendments to Commission Rules and Forms
United States
Securities and Exchange Commission
2025-12-11
Technical Amendments to Commission Forms
United States
Securities and Exchange Commission
2025-10-02
Extension of Compliance Date for Disclosure of Order Execution Information
United States
Securities and Exchange Commission