Regulatory Alerts2026-05-05 | 2026-08721Added · Updated
Technical Amendments to Rule 610(e) of Regulation NMS and Delegation of Authority
The Securities and Exchange Commission adopted technical amendments to correct outdated cross-references in Rule 610(e)(3) of Regulation NMS and in 17 CFR 200.30–3(a)(81) following the renumbering of certain paragraphs. These changes update references from paragraph (d)(1) to (e)(1) regarding locking and crossing quotations, and from Rule 610(e) to Rule 610(f) regarding the delegation of authority to grant or deny exemptions. The amendments are effective May 5, 2026, and ensure the regulatory text accurately reflects the current structure of the rules without making substantive changes.
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