Regulatory Alerts2026-06-25 | 2026-12779Added · Updated
Technical Amendments to Form X-17A-5 Part IIA
The Securities and Exchange Commission adopted technical amendments to Form X-17A-5 (FOCUS Report) Part IIA to correct various clerical and formatting errors. These changes include fixing incorrect statutory cross-references, reversing inadvertently switched line items, and updating references to specific capital categories and regulatory rules. The amendments ensure the form's consistency with other parts of Form X-17A-5 and accurate alignment with the Securities Exchange Act of 1934.
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