Regulatory Alerts2026-01-16 | 2026-00811Added
Delegation of Authority To Grant or Deny Exemptions From Rule 612 of Regulation NMS Under the Securities Exchange Act of 1934
The Securities and Exchange Commission adopted a technical amendment to 17 CFR 200.30-3(a)(83) to correct an outdated cross-reference regarding the delegation of authority to grant exemptions from Rule 612 of Regulation NMS. This change updates the citation from Rule 612(c) to Rule 612(d) to reflect a September 2024 renumbering that did not alter the substantive authority of the Director of the Division of Trading and Markets. The amendment became effective on January 16, 2026, ensuring the regulatory text accurately aligns with the current structure of the Securities Exchange Act of 1934.
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