Regulatory Alerts2026-06-24 | 2026-12743Added
Joint Request for Comment on Further Definition of Swap and Security-Based Swap and on Alternative Compliance
The Commodity Futures Trading Commission and the Securities and Exchange Commission jointly request public comment on clarifying regulatory lines for innovative products that implicate both agencies' interests. The agencies seek principled criteria to distinguish between swaps, security-based swaps, and mixed swaps, particularly regarding event contracts and statutory exclusions. Additionally, the Commissions invite feedback on potential approaches to enable alternative compliance for products touching on dual regulatory jurisdictions.
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