2010-07-21

Added 2026-09-23

Dodd-Frank Wall Street Reform and Consumer Protection Act

US Federal

Congress of the United States

We hold this law as a reference for linked documents. Read the official text at the source.

Open official text

Get US-LAW alerts — same-day email on every new publication.

Lineage: In force

amendssupersedesissued underrefers toproposed or not in RegAlertarrows run from the older text to the one that changes it

Show all related documents (200)

Basis for: FDIC Proposal on Bank Merger Transactions2026 FDIC and OCC Seek Public Comment on Joint Notice of Proposed Rulemaking to Amend Community Reinvestment Act (CRA) Regulations2026 Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance2026 Joint Request for Comment on Further Definition of Swap and Security-Based Swap and on Alternative Compliance2026 Joint Request for Comment on Swap and Security-Based Swap Data Reporting2026 Exemption from Section 23A Limits for Morgan Stanley Bank, N.A.2026
+180 more
List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act2026 Truth in Lending (Regulation Z) 2026 Threshold Adjustment2025 CFTC Staff Letter 25-47: No-Action Position for Aristotle Exchange DCM and DCO Regarding Swap Reporting Regulations2025 Regulatory Capital Rule: Modifications to Enhanced Supplementary Leverage Ratio Standards for U.S. GSIBs and Subsidiary Depository Institutions; TLAC and Long-Term Debt Requirements2025 Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date2025 Statement of Policy on Bank Merger Transactions2025 Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date2025 SEC Division of Corporation Finance no-action letter: SIFMA et al.2025 CFTC Staff Letter 25-10: Interpretation of Foreign Exchange Forwards and Package Spot Transactions2025 Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Extension of Compliance Date2025 Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants2025 Appraisals for Higher-Priced Mortgage Loans Exemption Threshold2024 Consumer Leasing (Regulation M)2024 Commodity Futures Trading Commission Final Rule on Foreign Boards of Trade2024 Proposed Amendments to Part 354, Parent Companies of Industrial Banks and Industrial Loan Companies2024 Exemption for Certain Investment Advisers Operating Through the Internet2024 Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers2024 Community Reinvestment Act Final Rule2024 Community Reinvestment Act Final Rule2024 Rules of Practice and Procedure2023 Community Reinvestment Act Regulations Asset-Size Thresholds2023 Community Reinvestment Act Regulations Asset-Size Thresholds2023 Clearing Agency Governance and Conflicts of Interest2023 Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; Information for Resolution Planning2023 Quality Control Standards for Automated Valuation Models2023 Quality Control Standards for Automated Valuation Models2023 Form PF; Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers; Requirements for Large Private Equity Fund Adviser Reporting2023 Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants2023 Order Designating the Unique Product Identifier and Product Classification System To Be Used in Recordkeeping and Swap Data Reporting2023 Appraisals for Higher-Priced Mortgage Loans Exemption Threshold2022 Consumer Leasing (Regulation M) and Truth in Lending (Regulation Z) Threshold Adjustments2022 Truth in Lending (Regulation Z)2022 Debit Card Interchange Fees and Routing2022 Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers2022 Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps to Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates2022 CA 22-4: Revised A Guide to HMDA Reporting Getting It Right2022 Request for Information and Comment on Rules, Regulations, Guidance, and Statements of Policy Regarding Bank Merger Transactions2022 Consumer Leasing (Regulation M) 2022 Threshold Adjustment2021 Performance-Based Investment Advisory Fees2021 Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction2021 Exemptions From Swap Trade Execution Requirement2021 Swap Execution Facilities2021 Transferred OTS Regulations Regarding Securities Offerings of State Savings Associations and Proposed Rulemaking2021 Removal of Transferred OTS Regulations Regarding Nondiscrimination Requirements2021 Removal of Transferred OTS Regulations Regarding Prompt Corrective Action Directives and Conforming Amendments to Other Regulations2021 Community Reinvestment Act Regulations2020 Swap Data Recordkeeping and Reporting Requirements2020 Branch Application Procedures2020 Compliance Requirements for Commodity Pool Operators on Form CPO-PQR2020 Removal of Transferred OTS Regulations Regarding Certain Subordinate Organizations of State Savings Associations2020 Cross-Border Application of Certain Security-Based Swap Requirements2020 Derivatives Clearing Organization General Provisions and Core Principles2020 Disclosure of Payments by Resource Extraction Issuers2020 Supervision and Regulation Assessments of Fees for Bank Holding Companies and Savings and Loan Holding Companies With Total Consolidated Assets of $100 Billion or More2019 Margin and Capital Requirements for Covered Swap Entities2019 Margin and Capital Requirements for Covered Swap Entities2019 CFTC Staff Letter 19-23: Revised No-Action Relief for European Stability Mechanism from Swap Clearing Requirement2019 Amendments to Rules for Nationally Recognized Statistical Rating Organizations2019 Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations2019 Derivatives Clearing Organization General Provisions and Core Principles2019 Certain Swap Data Repository and Data Reporting Requirements2019 De Minimis Exception to the Swap Dealer Definition for Swaps by Insured Depository Institutions in Connection With Loans to Customers2019 Regulations LL and YY; Amendments to the Company-Run and Supervisory Stress Test Rules2019 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds2019 Post-Trade Name Give-Up on Swap Execution Facilities2018 Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants2018 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds2018 De Minimis Exception to the Swap Dealer Definition2018 Regulation Best Interest2018 SEC Division of Investment Management staff letter: LCH Limited and LCH.Clearnet LLC2017 CFTC Staff Letter 17-59: No-Action Relief for North American Development Bank from Swap Clearing Requirement2017 CFTC Staff Letter 17-54: No-Action Relief for SEFs from Post-Execution Allocation Audit Trail Requirements2017 Order Establishing a New De Minimis Threshold Phase-In Termination Date2017 Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments2017 Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants2016 Order Establishing De Minimis Threshold Phase-In Termination Date2016 Final Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission2016 No-action relief for Chicago Mercantile Exchange regarding Regulation 1.20(g)(4) and exemption from Regulation 1.49(d)(3) for Bank of Canada accounts2016 Trade Acknowledgment and Verification of Security-Based Swap Transactions2016 Incentive-Based Compensation Arrangements2016 CFTC No-Action Relief for EU-Based DCOs from Certain Part 22 and Part 39 Requirements2016 SEC Division of Trading and Markets no-action letter: Chicago Mercantile Exchange Inc.2016 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2016 CFTC Staff Letter 15-68: No-Action Relief for SEFs from Post-Trade Allocation Audit Trail Requirements2015 Transfer of SAFE Act Supervisory Responsibilities and Publication of SAFE Act Examination Procedures2015 Access to Data Obtained by Security-Based Swap Data Repositories and Exemption From Indemnification Requirement2015 Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps2015 Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers2015 Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers2015 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants-Cross-Border Application of the Margin Requirements2015 Amendments to Form ADV and Investment Advisers Act Rules2015 Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected With a Non-U.S. Person's Dealing Activity Arranged, Negotiated, or Executed in the U.S.2015 CFTC Staff Letter 15-27: Interpretation of Section 2(h)(7)(C)(iii) of the Commodity Exchange Act2015 CFTC Staff Letter 15-15: No-Action Relief for CCO Annual Report Timing2015 CFTC Staff Letter 15-02: No-Action Relief for Introducing Brokers’ Compliance with Financial Reporting and Capital Requirements2015 CFTC Staff Letter 14-152: No-Action Relief for Operators of Insurance-Linked Securities Issuers2014 CFTC Staff Letter 14-136: Extension of No-Action Relief from Trade Execution Requirement for Inter-Affiliate Swaps2014 CFTC Staff Letter 14-134: Time-limited no-action relief for Southwest Airlines long-dated crude oil swap reporting2014 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants2014 Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special Entities2014 Treatment of Certain Communications Involving Security-Based Swaps That May Be Purchased Only by Eligible Contract Participants2014 CFTC Staff Letter 14-108: No-Action Relief for SEF Confirmations Incorporating Freestanding Agreements2014 CFTC Staff Letter 14-74: Extension of No-Action Relief for Non-U.S. Swap Dealers2014 Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Capital Rule for Certain Security-Based Swap Dealers2014 CFTC Staff Letter 14-32: No-Action Relief for Mitsui & Co. Precious Metals Inc. Chief Compliance Officer Annual Report2014 CFTC Staff Letter 14-26: Time-Limited No-Action Relief from Trade Execution Requirements for Eligible Affiliate Counterparties2014 CFTC Staff Letter 14-18: No-Action Relief for Southwest Power Pool and Participants2014 CFTC Staff Letter 14-12: No-Action Relief for Package Transactions2014 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds2014 Request for Comment on Application of Commission Regulations to Swaps Between Non-U.S. Swap Dealers and Non-U.S. Counterparties Involving Personnel or Agents of the Non-U.S. Swap Dealers Located in the United States2014 Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers2014 Time-Limited No-Action Relief for FCMs, Swap Dealers, and Major Swap Participants from Regulation 3.3(f)(2) Timing Requirements2013 Time-Limited No-Action Relief for SEF Members from Oral Communication Recording Requirements2013 Commodity Futures Trading Commission: Aggregation of Positions2013 Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy2013 Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees2013 CFTC Staff Letter 13-61: Time-Limited No-Action Relief for Floor Trader Swap Dealer De Minimis Exception2013 Time Limited No-Action Relief for Reporting Counterparties from Certain Continuation Data Reporting Requirements of Section 45.4 with respect to Uncleared Swaps Executed on or Pursuant to the Rules of a Temporarily Registered Swap Execution Facility2013 CFTC Staff Letter 13-50: No-Action Relief for SDs and MSPs Regarding Regulation 23.502 Compliance Prior to September 15, 20132013 Commodity Futures Trading Commission Clarification of Interpretation Regarding Actual Delivery Under the Commodity Exchange Act2013 Clearing Exemption for Certain Swaps Entered Into by Cooperatives2013 Derivatives Clearing Organizations and International Standards2013 Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations2013 CFTC Staff Letter 13-48: No-Action Relief from Aggregation Prohibition for Large Notional Off-Facility Swaps2013 Interpretive Guidance and Policy Statement Regarding Compliance With Certain Swap Regulations2013 Exemptive Order Regarding Compliance With Certain Swap Regulations2013 Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Correction2013 CFTC Staff Letter 13-33: No-Action Relief for Swaps Intended to be Cleared2013 CFTC Staff Letter 13-32: Time-Limited No-Action Relief for Certain Swap Dealers from Regulation 3.3 Annual Report Requirements2013 CFTC Staff Letter 13-34: Extension of No-Action Relief for Swap Dealers and Major Swap Participants from Valuation Data Reporting2013 Time-Limited No-Action Relief for Small Banks from Board Approval Requirement of Section 2(j) of the CEA and End-User Exception2013 Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades2013 Reopening of Comment Periods for Certain Proposed Rulemaking Releases and Policy Statements Applicable to Security-Based Swaps2013 Identity Theft Red Flags Rules2013 Reassignment of Commission Staff Responsibilities and Delegations of Authority2013 Delegation of Authority To Disclose Confidential Information to a Contract Market, Registered Futures Association or Self-Regulatory Organization2013 Time-Limited No-Action Relief for Non-SD/MSP Swap Counterparties from Certain Swap Data Reporting Requirements2013 CFTC Staff Letter 13-08: No-Action Relief from Reporting and Recordkeeping Requirements for End Users Eligible for the Trade Option Exemption2013 CFTC Staff Letter 13-09: No-Action Relief for Swaps Between Affiliated Counterparties That Are Neither Swap Dealers Nor Major Swap Participants from Certain Swap Data Reporting Requirements Under Parts 45, 46, and Regulation 50.50(b)2013 CFTC Staff Letter 13-06: No-Action Relief for Swap Dealers and Major Swap Participants from Certain Internal Business Conduct Requirements2013 CFTC Staff Letter 13-03: No-Action Relief for Certain Futures Commission Merchants from Regulation 3.3 Annual Report Requirements2013 CFTC Staff Letter 13-02: No-Action Relief from Required Clearing for Partial Novation and Partial Termination of Swaps2013 CFTC Staff Letter 13-01: No-Action Relief from Required Clearing for Swaps Resulting from Multilateral Portfolio Compression Exercises2013 Final Exemptive Order Regarding Compliance With Certain Swap Regulations2013 Business Conduct and Documentation Requirements for Swap Dealers and Major Swap Participants; Extension of Compliance Date2013 CFTC Staff Letter 12-70: No-Action Relief for Swap Dealers and Affiliates from Introducing Broker or Commodity Trading Advisor Registration2012 Adaptation of Regulations To Incorporate Swaps-Records of Transactions2012 CFTC Staff Letter 12-60: Time-Limited No-Action Relief for Floor Trader Swap Dealer De Minimis Exception2012 CFTC Staff Letter 12-57: Time-Limited No-Action Relief for Swaps on Natural Gas Exchange2012 CFTC Staff Letter 12-53: Time-Limited No-Action Relief from Parts 43 and 45 Reporting for Prime Brokerage Transactions2012 CFTC Staff Letter 12-55: Time-Limited No-Action Relief for Swap Dealers and Major Swap Participants From Compliance With Reporting Obligations Under 17 CFR § 45.4(b)(2)(ii)2012 CFTC Staff Letter 12-50: Time-Limited No-Action Relief for Agents from Post-Allocation Swap Timing Requirement2012 Time-Limited No-Action Relief for Part 20 Reporting Entities Regarding Identifying Information and for Part 45 and Part 46 Reporting Counterparties Regarding Legal Entity Identifiers and Other Identifying Information2012 No-Action Relief for Swap Dealers from Certain Swap Data Reporting Requirements Due to Hurricane Sandy2012 Time-Limited No-Action Relief for Bespoke or Complex Swaps from Certain Swap Data Reporting Requirements of Parts 43 and 452012 CFTC Staff Letter 12-33: No-Action Relief from Regulation 23.451 for Governmental Plans and Look-Back Clarification2012 Adaptation of Regulations To Incorporate Swaps2012 CFTC Staff Letter 12-17: Interpretations and No-Action Positions on ECP Status2012 CFTC Staff Letter 12-15: Registration Relief for Certain Persons2012 Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants2012 Registration of Intermediaries2012 Clearing Exemption for Swaps Between Certain Affiliated Entities2012 Clearing Exemption for Certain Swaps Entered Into by Cooperatives2012 Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act2012 CFTC Staff Letter 12-03: No-Action Relief from Rescission of Regulation 4.13(a)(4) and Amendments to Regulation 4.52012 CFTC Staff Letter 12-26: No-Action Relief for FCMs and IBs Regarding Regulation 1.71 Compliance2012 Commodity Futures Trading Commission: Aggregation and Position Limits for Futures and Swaps2012 Finding that JSC CredexBank Is a Financial Institution of Primary Money Laundering Concern2012 Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades2012 Identity Theft Red Flags Rules2012 Identity Theft Red Flags Rules2012 Proposed Rule on Prohibitions and Restrictions on Proprietary Trading and Certain Interests in Hedge Funds and Private Equity Funds2011 Effective Date for Swap Regulation2011 CFTC Staff Letter 11-07: No-Action Relief for Taiwan Futures Exchange GTEX Futures Contract2011 Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants2011 Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA2011 Clearing Member Risk Management2011 Customer Clearing Documentation and Timing of Acceptance for Clearing2011 CFTC Staff Letter 11-04: No-Action Relief for DCIO and DMO Provisions Effective July 16, 20112011 CFTC Staff Letter 11-02: No-Action Relief for Osaka Securities Exchange Direct Access2011
Referred to by: CFTC Staff Letter 25-44: No-Action Position for Binary and Variable Payout Contracts on Gemini Titan LLC Cleared by QC Clearing LLC2025 CFTC Staff Letter 25-26: No-Action Position for Binary Options and Variable Payout Contracts on Railbird Exchange Cleared by QC Clearing2025 Modernization of Beneficial Ownership Reporting2023 Insider Trading Arrangements and Related Disclosures2022 SEC Trading and Markets FAQ: Broker-Dealer Financial Reporting Rule Amendments and Form Custody2022 Use of Derivatives by Registered Investment Companies and Business Development Companies2020
+8 more
Electronic Trading Risk Principles2020 Community Reinvestment Act Regulations2020 Customer Margin Rules Relating to Security Futures2019 Netting Eligibility for Financial Institutions2019 SEC Division of Investment Management staff letter: Chicago Mercantile Exchange2017 SEC Division of Investment Management staff letter: Allianz of America, Inc.2012 SEC Division of Investment Management staff letter: Chicago Mercantile Exchange2011 SEC Division of Investment Management staff letter: Main Street Capital Corporation2011

Source: Congress of the United States — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works