Regulatory Alerts2015-09-14 | 2015-22844Added · Updated
Access to Data Obtained by Security-Based Swap Data Repositories and Exemption From Indemnification Requirement
The Securities and Exchange Commission proposes amendments to Exchange Act rule 13n-4 to implement statutory requirements for security-based swap data repositories to provide conditional regulatory access to their data. The proposed rules establish specific conditions under which designated regulators and authorities may obtain confidential swap data from these repositories. Additionally, the Commission proposes a conditional exemption from the statutory indemnification requirement that would otherwise apply to entities receiving such data.
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