Regulatory Alerts2016-01-21 | 2016-01148Added · Updated
Securities and Exchange Commission; Reopening of Comment Period for Proposed Amendments to Rule 13n-4
The Securities and Exchange Commission is reopening the comment period for proposed amendments to rule 13n-4 regarding regulatory access to security-based swap data held by data repositories. This action addresses recent statutory amendments that eliminated the indemnification requirement previously included in the proposal. The Commission invites comments on how these changes impact the remaining provisions, including data access designations and confidentiality conditions.
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