Regulatory Alerts2026-04-20 | 2026-07651Added · Updated
Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources
The Securities and Exchange Commission issued this concept release to solicit comments on a comprehensive review of the Consolidated Audit Trail and other regulatory data sources. The Commission seeks input on potential changes to rules governing these systems to address current market conditions, privacy concerns, cybersecurity, and cost-efficient technology solutions. Comments regarding the scope, funding, governance, and design of the CAT and related audit trails are requested by June 22, 2026.
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