Regulatory Alerts2024-09-19
Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
The securities regulators amended Section 5A.3 of the Policy Statement to Regulation 41-101 respecting General Prospectus Requirements. The revision replaces the term "management report of fund performance" with "fund report or prepares quarterly portfolio disclosure" in paragraph (6). This change updates the terminology used to describe specific fund reporting obligations under the regulation.
Share