2014-12-19 | RG-190

RG 190 Offering financial products in New Zealand and Australia under mutual recognition

The Australian Securities and Investments Commission and the New Zealand Financial Markets Authority jointly issued this guide to assist issuers offering financial products under the trans-Tasman mutual recognition scheme. It details the specific compliance requirements and procedures that issuers must follow when marketing interests in managed or collective investment schemes across both jurisdictions. Additionally, the document notes that applications for relief must be submitted via the ASIC Regulatory Portal starting from 27 July 2020.

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Australia

Australian Securities and Investments Commission

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