Regulatory Alerts2014-12-19 | RG-190RG 190 Offering financial products in New Zealand and Australia under mutual recognition
The Australian Securities and Investments Commission and the New Zealand Financial Markets Authority jointly issued this guide to assist issuers offering financial products under the trans-Tasman mutual recognition scheme. It details the specific compliance requirements and procedures that issuers must follow when marketing interests in managed or collective investment schemes across both jurisdictions. Additionally, the document notes that applications for relief must be submitted via the ASIC Regulatory Portal starting from 27 July 2020.
Reissued 25 July 2017
This is a guide for New Zealand and Australian issuers offering financial products or interests in managed or collective investment schemes in both countries.
It explains what issuers have to do under the trans-Tasman mutual recognition scheme for offers of financial products.
This is a joint guide published by the Australian Securities and Investments Commission (ASIC) and the New Zealand Financial Markets Authority (FMA).
Note: From 27 July 2020, applications for relief should be submitted through the ASIC Regulatory Portal . For more information, see how you apply for relief .
Download RG 190 (PDF 331KB)