Regulatory Alerts2026-04-07 | RG-173RG 173 Disclosure for on-sale of securities and other financial products
The regulator issued this guide for listed companies and managed investment schemes to outline the specific circumstances under which relief from Corporations Act 2001 disclosure requirements will be granted for the on-sale of securities and other financial products. The guidance clarifies the regulatory conditions entities must satisfy to qualify for these disclosure exemptions during secondary market transactions. It also directs market participants to consolidated fundraising instruments and previous guidance documents for updated procedural information and historical regulatory context.
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