Regulatory Alerts2026-04-07 | RG-173RG 173 Disclosure for on-sale of securities and other financial products
The regulator issued this guide for listed companies and managed investment schemes to outline the specific circumstances under which relief from Corporations Act 2001 disclosure requirements will be granted for the on-sale of securities and other financial products. The guidance clarifies the regulatory conditions entities must satisfy to qualify for these disclosure exemptions during secondary market transactions. It also directs market participants to consolidated fundraising instruments and previous guidance documents for updated procedural information and historical regulatory context.
Issued 17 March 2016
This guide is for listed companies and listed managed investment schemes.
It outlines the circumstances in which we will provide relief from the disclosure requirements under the Corporations Act 2001 (Corporations Act) for the on-sale of securities and other financial products.
Download RG 173 (PDF 522 KB)
See Consolidation of fundraising instruments and guidance for information about consolidation of previous guidance.