Applicability of Enhanced Measures to Sales of Investment Products to Private Banking Customers

CIR

Current

Recommendations 5, 15 and 18 of Annex to this circular have been superseded by the HKMA’s circular dated 25 September 2019 on “Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products”.

Issue Date:

20 Jan 2012

20120120-6-EN.pdf (364.0 KB)

Topic:

Wealth Management & MPF - Securities/investment products

Group:

All Authorized Institutions

Directly related Document

Cross referenced Document

Version History

Superseded Document

Directly related Document

CIR

Current

20 Jan 2012

Applicability of Enhanced Measures to Sales of Investment Products to Private Banking Customers

CIR

Current

20 Jan 2012

Applicability of Enhanced Measures to Sales of Investment Products to Private Banking Customers

Cross referenced Document

Version History

Superseded Document

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