RegAlert2026-10-15
Responsible Adoption of Artificial Intelligence
Hong Kong
Hong Kong Monetary Authority
2026-10-15
Practical Insights from the Second Cohort of the GenA.I. Sandbox
Hong Kong
Hong Kong Monetary Authority
2026-10-13
Circular to licensed corporations carrying out sponsor work and engaging in bookbuilding and placing activities
Hong Kong
Securities and Futures Commission Hong Kong
2026-10-12
Practice Guide on Data Excellence
Hong Kong
Hong Kong Monetary Authority
2026-10-08
Complaints Against Debt Collection Agents Employed by Authorized Institutions
Hong Kong
Hong Kong Monetary Authority
2026-09-30
Circular to intermediaries Obtaining client consent under the Hong Kong Investor Identification Regime for the exchange-traded derivatives market (HKIDR-DM)
Hong Kong
Securities and Futures Commission Hong Kong
2026-09-30
Circular to Intermediaries: Roadmap for Implementing the Hong Kong Investor Identification Regime for the Exchange-traded Derivatives Market
Hong Kong
Securities and Futures Commission Hong Kong
2026-09-30
Circular on the Single Submission Arrangement for Dual Listings in Hong Kong
Hong Kong
Securities and Futures Commission Hong Kong
2026-09-23
Review of the Enhanced Competency Framework for Banking Practitioners
Hong Kong
Hong Kong Monetary Authority
2026-09-22
Transition Planning
Hong Kong
Hong Kong Monetary Authority
2026-09-22
New Supervisory Policy Manual Module GS-2 on Transition Planning
Hong Kong
Hong Kong Monetary Authority
2026-09-09
Circular on Private Market Investments
Hong Kong
Hong Kong Monetary Authority
2026-09-07
Consultation on Phase 2B Prototype of Hong Kong Taxonomy for Sustainable Finance
Hong Kong
Hong Kong Monetary Authority
2026-09-07
Consultation on Phase 2B prototype of Hong Kong Taxonomy for Sustainable Finance
Hong Kong
Hong Kong Monetary Authority
2026-09-03
Circular on SFC-authorised funds with exposure to private market assets
Hong Kong
Securities and Futures Commission Hong Kong
2026-09-03
Remote on-boarding of individual customers
Hong Kong
Hong Kong Monetary Authority
2026-08-28
Consultation on Revised SPM Module CA-B-2 Systemically Important Banks
Hong Kong
Hong Kong Monetary Authority
2026-08-28
Guidance on risk-based AML/CFT controls for politically exposed persons
Hong Kong
Hong Kong Monetary Authority
2026-08-20
Mitigating risks in receiving deposits through simplified eDDA arrangements
Hong Kong
Securities and Futures Commission Hong Kong
2026-08-20
Implementation guidance on Banking (Capital) Rules Annex 2: Chapter IV - IRB approach
Hong Kong
Hong Kong Monetary Authority
2026-08-20
Circular issued by the Insurance Authority regarding observations on insurance business carried on with the use of premium financing facilities
Hong Kong
Hong Kong Monetary Authority
2026-08-20
Implementation guidance on Banking (Capital) Rules Annex 1: Chapter III - STC approach
Hong Kong
Hong Kong Monetary Authority
2026-08-07
HKMA Liquidity Facilities Framework for Banks: Operational Note
Hong Kong
Hong Kong Monetary Authority
2026-08-07
SPM CR-G-14: deemed comparable jurisdictions
Hong Kong
Hong Kong Monetary Authority
2026-08-07
HKMA Liquidity Facilities Framework
Hong Kong
Hong Kong Monetary Authority
2026-07-30
SFC issues restriction notice to broker to freeze assets of over $125 million linked to suspected IPO fraud
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-29
Joint Circular on the Cross-Sectoral Cyber Mapping Exercise
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-29
Joint Circular on the Cross-Sectoral Cyber Mapping Exercise
Hong Kong
Hong Kong Monetary Authority
2026-07-28
SFC reprimands and fines Luk Fook Securities (HK) Limited $2.1 million for inadequate cybersecurity control to fend off cyberattack
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-27
SFC reprimands and fines Bright Smart Securities International (H.K.) Limited $2.8 million for internal control failures in monitoring suspicious trades
Hong Kong
Securities and Futures Commission Hong Kong