Regulatory Alerts2026-08-28
Guidance on risk-based AML/CFT controls for politically exposed persons
Hong Kong
Hong Kong Monetary Authority
2026-08-28
Guidance on Risk-Based AML/CFT Controls for Politically Exposed Persons: Smart Tips on the Treatment of Politically Exposed Persons Version 2.0
Hong Kong
Hong Kong Monetary Authority
2026-08-20
Mitigating risks in receiving deposits through simplified eDDA arrangements
Hong Kong
Securities and Futures Commission Hong Kong
2026-08-20
Implementation guidance on Banking (Capital) Rules Annex 1: Chapter III - STC approach
Hong Kong
Hong Kong Monetary Authority
2026-08-20
Circular issued by the Insurance Authority regarding observations on insurance business carried on with the use of premium financing facilities
Hong Kong
Hong Kong Monetary Authority
2026-08-20
Implementation guidance on Banking (Capital) Rules Annex 2: Chapter IV - IRB approach
Hong Kong
Hong Kong Monetary Authority
2026-08-20
Observations on insurance business carried on with the use of premium financing facilities
Hong Kong
Hong Kong Monetary Authority
2026-08-07
HKMA Liquidity Facilities Framework: Settlement and Contingent Term Facility Collateral Haircuts
Hong Kong
Hong Kong Monetary Authority
2026-08-07
HKMA Liquidity Facilities Framework for Banks: Operational Note
Hong Kong
Hong Kong Monetary Authority
2026-08-07
HKMA Liquidity Facilities Framework
Hong Kong
Hong Kong Monetary Authority
2026-08-07
SPM CR-G-14: deemed comparable jurisdictions
Hong Kong
Hong Kong Monetary Authority
2026-07-30
SFC issues restriction notice to broker to freeze assets of over $125 million linked to suspected IPO fraud
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-29
Technical Note on Cross-Sectoral Cyber Mapping Exercise
Hong Kong
Hong Kong Monetary Authority
2026-07-29
Joint Circular on the Cross-Sectoral Cyber Mapping Exercise
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-29
Joint Circular on the Cross-Sectoral Cyber Mapping Exercise
Hong Kong
Hong Kong Monetary Authority
2026-07-28
SFC reprimands and fines Luk Fook Securities (HK) Limited $2.1 million for inadequate cybersecurity control to fend off cyberattack
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-27
SFC reprimands and fines China Industrial Securities International Asset Management Limited $6.8 million for failing to properly identify and address red flags in dubious arrangements and other failures in managing private fund
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-27
Results of Quantum Preparedness Index Survey
Hong Kong
Hong Kong Monetary Authority
2026-07-27
SFC reprimands and fines Bright Smart Securities International (H.K.) Limited $2.8 million for internal control failures in monitoring suspicious trades
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-24
Valuation in Resolution Capabilities
Hong Kong
Hong Kong Monetary Authority
2026-07-24
Complaints Watch Issue No. 28
Hong Kong
Hong Kong Monetary Authority
2026-07-24
Operational Independence of the Monetary Authority as Resolution Authority
Hong Kong
Hong Kong Monetary Authority
2026-07-24
Circular on listed structured funds
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-24
The HKMA's Approach to Valuation in Resolution
Hong Kong
Hong Kong Monetary Authority
2026-07-24
Code of Practice chapters regarding valuation in resolution issued under FIRO
Hong Kong
Hong Kong Monetary Authority
2026-07-24
SFC reprimands and fines Victory Securities Company Limited $1.7 million and suspends responsible officer
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-24
Complaints Watch Issue No. 28
Hong Kong
Hong Kong Monetary Authority
2026-07-24
SFC enhances regulatory framework for daily leveraged and inverse products to ensure orderly market trading
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-23
Cross-listings of Malaysian Real Estate Investment Trusts in Hong Kong
Hong Kong
Securities and Futures Commission Hong Kong
2026-07-23
Mutual Recognition of Covered Funds between Malaysia and Hong Kong
Hong Kong
Securities and Futures Commission Hong Kong