LogoRegulatory Alerts
2019-03-15

Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations

The securities regulator issued a draft regulation to amend Regulation 31-103 regarding registration requirements and ongoing obligations for registrants. The amendment modifies Section 8.12 by replacing specific provincial references in paragraph (3) with a general reference to subsection (2) and repealing paragraph (4). This regulatory change is scheduled to come into force on December 31, 2019.

Autorite des marches financiers Quebec logo

Canada

Autorite des marches financiers Quebec

Click to view thumbnail

REGULATION TO AMEND REGULATION 31-103 RESPECTING REGISTRATION REQUIREMENTS, EXEMPTIONS AND ONGOING REGISTRANT OBLIGATIONS Securities Act (chapter V-1.1, s. 331.1, par. (11) and (26))

  1. Section 8.12 of Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (chapter V-1.1, r. 10) is amended: (1) by replacing, in paragraph (3), “In Alberta, British Columbia, Manitoba, New Brunswick, Québec and Saskatchewan, subsection (2)” with “Subsection (2)”; (2) by repealing paragraph (4).
  2. This Regulation comes into force on December 31, 2019.
Share