Regulatory Alerts2002-05-14
Added · Updated
Banking (Amendment) Ordinance 2001
The Hong Kong Monetary Authority issued this circular to implement the Banking (Amendment) Ordinance 2001, which revises the definition of "manager" for authorized institutions. The document mandates the notification of managerial appointments under Section 72B of the Banking Ordinance and outlines the legal obligations of these managers. It provides annexes containing the list of captured individuals, notification forms, and explanatory notes on compliance and privacy obligations.
CIR
Current
Issue Date:
14 May 2002
20020514-1-EN.pdf (234.6 KB)
Topic:
Corporate Governance - Others
Internal Controls - Compliance function
Group:
All Authorized Institutions
Specific
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
14 May 2002
Annex I - List of individuals captured under the revised definition of “Manager” as of 24 May 2002
Annex
Current
14 May 2002
Annex II - Form for notification of appointment of managers under Section 72B of the Banking Ordinance
Annex
Current
14 May 2002
Annex III - Circular issued on 24 May 2002 re: Personal Data (Privacy) Ordinance
Annex
Current
14 May 2002
Annex IV - Explanatory Note on Legal Obligations of Managers of Authorized Institutions under the Banking Ordinance
CIR
Current
10 Jan 2002
Banking (Amendment) Ordinance 2001
Annex
Current
14 May 2002
Annex I - List of individuals captured under the revised definition of “Manager” as of 24 May 2002
Annex
Current
14 May 2002
Annex II - Form for notification of appointment of managers under Section 72B of the Banking Ordinance
Annex
Current
14 May 2002
Annex III - Circular issued on 24 May 2002 re: Personal Data (Privacy) Ordinance
Annex
Current
14 May 2002
Annex IV - Explanatory Note on Legal Obligations of Managers of Authorized Institutions under the Banking Ordinance
CIR
Current
10 Jan 2002
Banking (Amendment) Ordinance 2001
Version History
Superseded Document
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