Regulatory Alerts2002-05-14
Added · Updated
Banking (Amendment) Ordinance 2001 Annex IV: Explanatory Note on Legal Obligations of Managers of Authorized Institutions
The Hong Kong Monetary Authority issued this circular to clarify the legal obligations of managers of authorized institutions under the revised definition introduced by the Banking (Amendment) Ordinance 2001. The document outlines specific compliance and internal control requirements, including the notification procedures for appointing managers under Section 72B of the Banking Ordinance. It serves as a regulatory guide to ensure authorized institutions adhere to updated corporate governance standards and personal data privacy obligations.
CIR
Current
Issue Date:
14 May 2002
20020514-5-EN.pdf (265.1 KB)
Topic:
Corporate Governance - Others
Internal Controls - Compliance function
Group:
All Authorized Institutions
Specific
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
14 May 2002
Banking (Amendment) Ordinance 2001
Annex
Current
14 May 2002
Annex I - List of individuals captured under the revised definition of “Manager” as of 24 May 2002
Annex
Current
14 May 2002
Annex II - Form for notification of appointment of managers under Section 72B of the Banking Ordinance
Annex
Current
14 May 2002
Annex III - Circular issued on 24 May 2002 re: Personal Data (Privacy) Ordinance
CIR
Current
14 May 2002
Banking (Amendment) Ordinance 2001
Annex
Current
14 May 2002
Annex I - List of individuals captured under the revised definition of “Manager” as of 24 May 2002
Annex
Current
14 May 2002
Annex II - Form for notification of appointment of managers under Section 72B of the Banking Ordinance
Annex
Current
14 May 2002
Annex III - Circular issued on 24 May 2002 re: Personal Data (Privacy) Ordinance
Cross referenced Document
Version History
Superseded Document
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