Regulatory Alerts2002-02-05
Added · Updated
Basel Committee on Banking Supervision's Paper on The Relationship between Banking Supervisors and Banks' External Auditors
The Basel Committee on Banking Supervision issued this paper to clarify the roles and responsibilities of banking supervisors and external auditors. It outlines the necessary cooperation and information sharing mechanisms to enhance the effectiveness of bank supervision and audit functions. The guidance aims to strengthen corporate governance and internal controls within authorized institutions by defining clear boundaries for supervisory and audit activities.
CIR
Current
Issue Date:
05 Feb 2002
20020205-1-EN.pdf (278.4 KB)
Topic:
Corporate Governance - Others
Internal Controls - Internal audit function
Internal Controls - Others
Miscellaneous - BCBS
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
05 Feb 2002
Annex - Basel Committee on Banking Supervision The relationship between banking supervisors and banks’ external auditors
Annex
Current
05 Feb 2002
Annex - Basel Committee on Banking Supervision The relationship between banking supervisors and banks’ external auditors
Cross referenced Document
Version History
Superseded Document
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