Regulatory Alerts2022-11-24
Amendment to Policy Statement 11-204 Respecting Process for Registration in Multiple Jurisdictions
Canadian securities regulators amended Policy Statement 11-204 by deleting the second paragraph of subsection 5.3 to streamline multi-jurisdictional registration procedures. This targeted revision removes redundant filing requirements and harmonizes licensing standards across participating jurisdictions. The change directly supports Québec mutual fund dealers during their transition to a new self-regulatory organization.
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