2022-11-24

Amendment to Policy Statement 11-204 Respecting Process for Registration in Multiple Jurisdictions

Canadian securities regulators amended Policy Statement 11-204 by deleting the second paragraph of subsection 5.3 to streamline multi-jurisdictional registration procedures. This targeted revision removes redundant filing requirements and harmonizes licensing standards across participating jurisdictions. The change directly supports Québec mutual fund dealers during their transition to a new self-regulatory organization.

Canada

Autorite des marches financiers Quebec

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AMENDMENT TO POLICY STATEMENT 11-204 RESPECTING PROCESS FOR REGISTRATION IN MULTIPLE JURISDICTIONS

1. Section 5.3 of Policy Statement 11-204 respecting Process for Registration in Multiple Jurisdictions is amended by deleting the second paragraph of subsection (2).