Regulatory Alerts1997-07-04 | D4/65Added · Updated
Circular D4/651: Reporting tables for own funds regulation and client fund placement (reference to Circular D4/EB/97/1)
The Commission Bancaire et Financiere transmits Circular D4/EB/97/1 to auditors of stock exchange companies, requiring them to review the periodic information communicated to the Commission regarding the application of regulations on own funds and the placement of client funds. This action ensures that auditors are aware of the specific reporting obligations imposed on stock exchange companies under these regulatory frameworks.
COMMISSION BANCAIRE ET FINANCIERE Prudential supervision of investment firms Avenue Louise 99, B-1050 Brussels telephone +32(2)535.22.11 - fax +32(2)535.23.08 Brussels, July 4, 1997. D4/651 CIRCULAR LETTER TO THE AUDITORS OF STOCK EXCHANGE COMPANIES
Dear Auditors,
Please find attached a copy of Circular D4/EB/97/1, which we have addressed to stock exchange companies regarding the periodic information to be communicated to the Commission Bancaire et Financiere concerning the application of regulations relating to the own funds of stock exchange companies and the placement of client funds.
We ask you to accept, Dear Auditors, the expression of our distinguished sentiments.
A. NIESTEN, Deputy Director
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