Regulatory Alerts1997-07-04 | D4/65Added · Updated
Circular D4/651: Reporting tables for own funds regulation and client fund placement (reference to Circular D4/EB/97/1)
The Commission Bancaire et Financiere transmits Circular D4/EB/97/1 to auditors of stock exchange companies, requiring them to review the periodic information communicated to the Commission regarding the application of regulations on own funds and the placement of client funds. This action ensures that auditors are aware of the specific reporting obligations imposed on stock exchange companies under these regulatory frameworks.
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