Regulatory Alerts1997-06-25
Added · Updated
Circular D4/EB/97/1 on Reporting Tables for Own Funds and Client Funds Placement Regulations
The Banking and Finance Commission establishes periodic reporting obligations for Belgian investment firms (sociétés de bourse) and their branches regarding own funds adequacy and client funds placement. The regulation mandates the use of specific standardized reporting tables (series 10 and 20) with defined frequencies: quarterly for social basis data, monthly for firms engaging in specific activities under Article 58, and semi-annually for consolidated basis data. Reporting deadlines are set at the 25th calendar day following the period end, or the last day of the following month for annual reports, with a transitional deadline for the first consolidated report. The document also updates specific reporting tables to introduce new solvency ratios, adjust for potential Euro adoption, and clarify calculation methods for risk coverage.
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