Regulatory Alerts2018-02-15
Added · Updated
Circular Issued by the Securities and Futures Commission on Client Facilitation Annex 2
The Securities and Futures Commission issued this document as Annex 2 to its circular on client facilitation dated 14 February 2018. The annex serves as a supplementary component to the primary regulatory guidance concerning client facilitation practices. It is directly related to the main circular and forms part of the SFC's regulatory framework for registered institutions.
Topics
Share