Regulatory Alerts2009-01-02
Added · Updated
Circular Issued by the Securities and Futures Commission on the Revised Advertising Guidelines Relating to SFC-authorised Collective Investment Schemes
The Securities and Futures Commission issued this circular to promulgate revised advertising guidelines applicable to SFC-authorised collective investment schemes. The document updates regulatory standards to ensure that promotional materials for these investment products adhere to current compliance requirements. It serves as the authoritative reference for registered institutions managing wealth and investment products regarding permissible advertising practices.
CIR
Current
Issue Date:
02 Jan 2009
20090102-3-EN.pdf (1.5 MB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
02 Jan 2009
Circular Issued by the Securities and Futures Commission (SFC) on the Revised Advertising Guidelines Relating to SFC-authorised Collective Investment Schemes
Annex
Current
02 Jan 2009
Annex 1 - SFC Circular
CIR
Current
02 Jan 2009
Circular Issued by the Securities and Futures Commission (SFC) on the Revised Advertising Guidelines Relating to SFC-authorised Collective Investment Schemes
Annex
Current
02 Jan 2009
Annex 1 - SFC Circular
Cross referenced Document
Version History
Superseded Document
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