Regulatory Alerts2020-03-31
Added · Updated
Circular on Extended deadlines for implementation of regulatory expectations and Reminder of order recording requirements under COVID-19 pandemic and FAQs on Licensing related matters issued by the Securities and Futures Commission
The Securities and Futures Commission issued this circular to provide extended deadlines for the implementation of regulatory expectations and to remind registered institutions of order recording requirements during the COVID-19 pandemic. The document addresses operational challenges faced by the financial sector by adjusting compliance timelines to accommodate pandemic-related disruptions. It also includes frequently asked questions regarding licensing matters to clarify regulatory obligations for licensed corporations.
CIR
Current
Issue Date:
31 Mar 2020
20200331-1-EN.pdf (169.7 KB)
Topic:
Miscellaneous - Covid-19 challenges
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Others
Group:
Registered Institutions
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Superseded Document
Directly related Document
Directly related Document
Cross referenced Document
Version History
Superseded Document
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