Regulatory Alerts2023-01-18
Added · Updated
Complaints Watch Issue No. 21
The Hong Kong Monetary Authority issued Complaints Watch Issue No. 21 on January 18, 2023, targeting all Authorized Institutions. This circular addresses key regulatory concerns regarding banking conduct, enforcement, consumer protection, and wealth management securities investment products. It serves as a periodic update to reinforce compliance standards and address emerging issues in the financial sector.
CIR
Current
Issue Date:
18 Jan 2023
20230118-2-EN.pdf (544.1 KB)
Topic:
Banking Conduct & Enforcement - Complaints
Banking Conduct & Enforcement - Consumer Protection
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
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Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
18 Jan 2023
Complaints Watch
CIR
Current
18 Jan 2023
Complaints Watch
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Version History
Superseded Document
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