Regulatory Alerts2023-05-24
Added · Updated
CSSF Circular 23/835: Application of ESMA Guidelines on MiFID II Suitability Requirements
The Commission de Surveillance du Secteur Financier (CSSF) issued Circular 23/835 to implement the European Securities and Markets Authority (ESMA) Guidelines on specific aspects of the MiFID II suitability requirements. This document mandates that investment firms adhere to these guidelines when assessing the suitability and appropriateness of financial instruments and services for their clients. It ensures consistent application of regulatory standards across the financial sector to protect investor interests and maintain market integrity.
Published on 24 May 2023
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CSSF circular
Application of the Guidelines of the European Securities and Markets Authority on certain aspects of the MiFID II suitability requirements
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