Regulatory Alerts2026-07-30
Added
CVM Resolution No. 246 of July 30, 2026
This resolution amends the Annex I of CVM Resolution No. 24 of 2021 by establishing the Financial Technology Division (DITEC) and defining its technical advisory, risk assessment, and knowledge development mandates. It assigns the DITEC responsibility for setting technical guidelines for advanced analytical and computational solutions, ensuring adherence to CVM's data governance and AI ethics policies. The amendment also updates the competencies of other divisions, including the electronic auction management and the supervision of supervised entities' data maintenance, while revoking specific previous clauses and Article 16-I. These changes take effect upon publication.
CVM RESOLUTION NO. 246, OF JULY 30, 2026 Amends CVM Resolution No. 24, of March 5, 2021.
The PRESIDENT OF THE SECURITIES AND EXCHANGE COMMISSION – CVM makes public that the Collegiate Board, in a meeting held on July 28, 2026, based on art. 6 of Decree No. 8,965, of January 19, 2017, on § 7 of art. 6 of Law No. 6,385, of December 7, 1976, and on § 2 of art. 11 of Ordinance No. 327 of the Ministry of Finance, of July 11, 1977, APPROVED the following Resolution:
Art. 1 The Annex I of CVM Resolution No. 24, of March 5, 2021, published in the Official Gazette of the Union (“DOU”) on March 8, 2021, shall enter into force with the following wording:
“Art. 4. ........................................... ............................................................... III - ......................................................... 3.5.5. Financial Technology Division – DITEC;” (NR)
“Art. 16-F. ............................................ ................................................................ III – establish technical guidelines for the use of advanced analytical and computational solutions, observed the CVM's data governance and artificial intelligence policies;” (NR)
“Art. 16-H. ............................................... ................................................................. VI – propose, implement, and review internal policies, norms, and procedures related to the governance and ethical and responsible use of artificial intelligence at CVM, as well as monitor its observance; and
SECURITIES AND EXCHANGE COMMISSION www.cvm.gov.br CVM RESOLUTION NO. 246, OF JULY 30, 2026 VII – exercise other related activities.” (NR)
“Art. 16-J. It is incumbent upon the Financial Technology Division – DITEC: I – provide internal technical advice on emerging financial technologies applied to the securities market; II – evaluate the implications of emerging financial technologies for the regulated entities and for the securities market; III – prepare studies and proposals on emerging financial technologies applied to the securities market and on the risks associated with them; IV – foster, within CVM, the development of knowledge about emerging financial technologies applied to the securities market; V – interact with external institutions on matters of emerging financial technologies; and VI – exercise other related activities.” (NR)
“Art. 22. ........................................... ............................................................... V - conduct electronic auction sessions; VI - formally designate, through prior indication by the requesting and technical areas, the staff to integrate the planning teams for procurement; and VII – REVOKED; VIII – REVOKED; IX – REVOKED; X - exercise other related activities.” (NR)
“Art. 42. ........................................... ...............................................................
SECURITIES AND EXCHANGE COMMISSION www.cvm.gov.br CVM RESOLUTION NO. 246, OF JULY 30, 2026 VII – instruct sanctioning administrative processes, prepare terms of accusation and proposals for administrative inquiries, and verify compliance with commitment terms; VIII – maintain the registries of entities administering organized markets, central securities depositories, and other participants supervised by SMI; IX – REVOKED; X – REVOKED; XI – supervise and inspect the compliance, by participants supervised by SMI, of obligations related to the maintenance of their registration data; and XII – exercise other related activities.” (NR)
“Art. 42-B. .......................................... .............................................................. II – define and administer information requirements and structures with market-administering entities; ............................................................. “(NR)
Art. 2 The following are revoked: I – the letter “b” of item 3 of inciso III of art. 4; and II – art. 16-I;
Art. 3 This Resolution enters into force on the date of its publication.
Signed electronically by OTTO EDUARDO FONSECA DE ALBUQUERQUE LOBO President