Regulatory Alerts2018-02-08
Added · Updated
Distribution of Fixed Income and Structured Products Annex 2
The Securities and Futures Commission issued this circular on 8 February 2018 to provide Annex 2 regarding the distribution of fixed income and structured products. The document serves as a supplementary component to the main regulatory guidance, addressing specific requirements for authorized institutions. It complements Annex 1 by outlining key observations and good practices noted in respect of the distribution of these financial instruments.
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