Regulatory Alerts2021-04-22
Added · Updated
Draft Regulation to amend Regulation 14-101 respecting Definitions
The regulator amends Regulation 14-101 respecting Definitions under the Securities Act to update specific regulatory terminology. The amendment replaces the definition of "Canadian financial institution" with a detailed list encompassing banks, trust companies, insurance corporations, credit unions, and treasury branches incorporated under federal or provincial laws. Additionally, the definition of "Handbook" is revised to refer specifically to the Chartered Professional Accountants of Canada Handbooks for Accounting and Assurance.
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