Regulatory Alerts2024-10-14 | RG-263RG 263 Financial Services and Credit Panel
ASIC issued this guide to establish the governing principles and operational processes for the Financial Services and Credit Panel (FSCP). The panel exercises administrative decision-making authority over conduct matters referred by the regulator concerning financial advisers. The publication details the procedural steps and decision-making criteria that the panel applies when reviewing these referred conduct matters.
Share