Regulatory Alerts2024-10-14 | RG-263RG 263 Financial Services and Credit Panel
ASIC issued this guide to establish the governing principles and operational processes for the Financial Services and Credit Panel (FSCP). The panel exercises administrative decision-making authority over conduct matters referred by the regulator concerning financial advisers. The publication details the procedural steps and decision-making criteria that the panel applies when reviewing these referred conduct matters.
Issued 28 March 2024
This guide sets out the principles and processes relating to the Financial Services and Credit Panel (FSCP).
The FSCP makes administrative decisions on matters referred to it by ASIC that relate to the conduct of financial advisers.
Download the guide (PDF 527 KB)
Share