Regulatory Alerts2016-11-30
Added · Updated
Engagement of Intermediaries by Authorized Institutions
The Hong Kong Monetary Authority issued this circular to regulate the engagement of intermediaries and sales agents by Authorized Institutions. It mandates that AIs implement robust measures to enhance customer protection and address reputation risks during loan application processes. The document also incorporates feedback from recent reviews regarding customer data protection practices.
CIR
Current
Issue Date:
30 Nov 2016
20161130-1-EN.pdf (262.2 KB)
Topic:
Banking Conduct & Enforcement - Consumer Protection
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
30 Nov 2016
Annex 1 - Measures to further enhance customer protection and address potential reputation risks to Authorized Institutions (AIs) in the loan application processes
Annex
Current
30 Nov 2016
Annex 2 - Feedback from recent reviews by AIs on customer data protection
CIR
Current
07 Aug 2015
Engagement of Intermediaries and Sales Agents by Authorized Institutions (AIs)
Annex
Current
30 Nov 2016
Annex 1 - Measures to further enhance customer protection and address potential reputation risks to Authorized Institutions (AIs) in the loan application processes
Annex
Current
30 Nov 2016
Annex 2 - Feedback from recent reviews by AIs on customer data protection
CIR
Current
07 Aug 2015
Engagement of Intermediaries and Sales Agents by Authorized Institutions (AIs)
Version History
Superseded Document
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