Regulatory Alerts2022-09-27
Added · Updated
Enhanced Competency Framework on Compliance
The Hong Kong Monetary Authority issued this Circular to establish an enhanced competency framework for the compliance function within all authorized institutions. The document requires institutions to ensure their compliance personnel possess the necessary skills and knowledge to effectively manage regulatory obligations and internal controls. This initiative aims to strengthen the overall compliance culture and operational resilience of the financial sector.
CIR
Current
Issue Date:
27 Sep 2022
20220927-2-EN.pdf (589.4 KB)
Topic:
Capacity Building - Enhanced competency framework
Internal Controls - Compliance function
Keyword:
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
27 Sep 2022
Enhanced Competency Framework on Compliance
CIR
Current
27 Sep 2022
Enhanced Competency Framework on Compliance
Cross referenced Document
Version History
Superseded Document
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