Regulatory Alerts2018-10-08
Added
Financial Advisers (Exemption from Requirement to Hold Financial Adviser's Licence) Regulations 2014
The Monetary Authority of Singapore issued these regulations to exempt JP Morgan Futures Co Ltd from the requirement to hold a financial adviser's licence. This exemption specifically applies when the entity provides financial advisory services concerning Chinese future contracts. The regulatory framework applies to licensed financial advisers, exempt financial advisers, and those serving up to 30 accredited investors.
Regulations
Last Revised Date: 08 October 2018
Sets out the exemption for JP Morgan Futures Co Ltd from the requirement when providing financial advisory services concerning Chinese future contracts.
Exemptions
Applies to:
Licensed Financial Adviser
,
Exempt Financial Adviser
,
Exempt Financial Adviser Serving up to 30 Accredited Investors
View Document
Financial Advisers (Exemption from Requirement to Hold Financial Adviser's Licence) Regulations 2014
08 Oct 2018 Financial Advisers (Exemption from Requirement to Hold Financial Adviser's Licence) (Amendment) Regulations 2018