Regulatory Alerts2018-10-08
Added
Financial Advisers (Exemption from Requirement to Hold Financial Adviser's Licence) Regulations 2014
The Monetary Authority of Singapore issued these regulations to exempt JP Morgan Futures Co Ltd from the requirement to hold a financial adviser's licence. This exemption specifically applies when the entity provides financial advisory services concerning Chinese future contracts. The regulatory framework applies to licensed financial advisers, exempt financial advisers, and those serving up to 30 accredited investors.
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