Financial Supervisory Commission Securities and Futures Bureau Daily News (June 16, 2026)

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Financial Supervisory Commission Securities and Futures Bureau Daily News (June 16, 2026)

2026-06-16

I. Dynamics of Publicly Offered Companies

1. Cases expected to take effect on June 17, 2026.
2. Cases of suspension of public offering applications: None.
3. Chencheng Materials Technology Co., Ltd. (Listed Company, Stock Code 4960) declared an issuance of 114,000,000 ordinary shares via cash capital increase, with a par value of NT$10 per share, totaling NT$1,140,000,000. The case was suspended effective immediately by the Financial Supervisory Commission pursuant to Article 15, Paragraph 1, Item 1 of the "Guidelines for Issuers' Raising and Issuing of Securities," because the company still had insufficient required information in its declaration documents. Contact Unit: Securities Issuance Group, Securities and Futures Bureau Section Chief Yang Contact Phone: (02)2774-7473
4. Antero Biotechnology Co., Ltd. (OTC Company, Stock Code 6564) declared an issuance of 11,000,000 ordinary shares via cash capital increase, with a par value of NT$10 per share, totaling NT$110,000,000. The company corrected the incomplete declaration documents on its own on June 15, 2026, and sent copies to relevant units. The Financial Supervisory Commission, pursuant to Article 12, Paragraph 2 of the "Guidelines for Issuers' Raising and Issuing of Securities," restarted the calculation from the date of completion of correction. If there are no major abnormalities, the case is expected to take effect after 7 business days. Contact Unit: Securities Issuance Group, Securities and Futures Bureau Section Chief Chen Contact Phone: (02)2774-7129

II. Securities Investment Trust Fund Cases

1. Cases taking effect/approved on June 16, 2026: None.
2. Cases of self-correction/suspension of declaration effectiveness/relief from declaration effectiveness: None.

III. Case of Imposing a Fine on EY United Certified Public Accountants

1. Time of Penalty: June 16, 2026
2. Target of Penalty: EY United Certified Public Accountants (hereinafter referred to as "EY Office").
3. Legal Basis for Penalty: Article 20, Paragraph 1 and Article 27, Paragraph 1 of the Personal Data Protection Act in effect at the time of the act.
4. Facts and Reasons for Violation: EY Office sent an email for a campus recruitment activity, but due to human error, mistakenly sent a file containing personal data to external recipients. This was not reasonably related to the specific purpose of collecting personal data, nor was it within the necessary scope, and consent from the parties was not obtained. This constitutes a violation of Article 20, Paragraph 1 of the Personal Data Protection Act in effect at the time of the act. Furthermore, EY Office failed to adopt appropriate security measures for emails containing files with personal data, resulting in the leakage of personal data. This constitutes a violation of Article 27, Paragraph 1 of the Personal Data Protection Act in effect at the time of the act.
5. Penalty Result: Pursuant to Article 47 and Article 48, Paragraph 2 of the Personal Data Protection Act in effect at the time of the act, EY Office is fined NT$50,000. Contact Unit: Accounting and Auditing Group, Securities and Futures Bureau Section Chief Li Contact Phone: (02)2774-7391

Related Attachments

Cases Expected to Take Effect on June 17, 2026

Cases Expected to Take Effect on June 17, 2026

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Last Updated: 2026-06-16

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